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  • FCA fines TSB £10.9m over vulnerable customers

    The FCA has fined TSB Bank £10,910,500 for failing to ensure customers who were in arrears were treated fairly.

  • Midlands Planning firm hit by clone attack

    Wealth Solutions (UK) Limited (FRN:478217) has been hit by a clone attack by fraudsters.

  • FCA issues warning over 5 unauthorised firms

    The FCA has issued warnings over five unauthorised crypto asset, forex and CFD firms operating in the UK without any permissions from the regulator.

  • Advice guidance review to ‘boost growth’ for sector

    The FCA’s advice guidance boundary review will boost growth for the Financial Planning sector, according to the Chair of the regulator.

  • FCA will review financial advice consolidation

    The FCA said today it will undertake a review of consolidation within the financial advice market.

  • Pair charged with £110,000 insider dealing

    The Financial Conduct Authority has begun a criminal prosecution against a pair who have been accused of making more than £100,000 from insider dealing. 

  • FCA fines Starling Bank £29m over screening failures

    The FCA has fined Starling Bank just under £29m for financial crime failings related to its financial sanctions screening.

  • Crypto crook pleads guilty

    Crypto crook Olumide Osunkoya faces a prison sentence after pleading guilty to illegally operating a network of illegal crypto ATMs.

  • Protest rally gathering at FCA headquarters

    A protest rally being held by campaign group Transparency Task Force is to be held outside of the Financial Conduct Authority’s headquarters in Stratford from 12:30 today.

  • FCA to change enforcement approach

    The Financial Conduct Authority is changing its enforcement approach as it aims to act faster and with more transparency.

  • Regulator demands anti-money laundering improvements

    The FCA’s anti money-laundering department has urged professional bodies to improve their anti-money laundering efforts after it reported ineffective supervision.

  • FCA chair cleared of whistleblowing breaches

    FCA chair Ashley Alder has been cleared of wrongdoing against two whistleblowers who alleged he had failed to keep their names confidential.

  • FCA extends PRIIPs exemption for investment trusts

    Investment trusts can choose to opt out of the requirements of PRIIPs Regulation and associated technical standards until new legislation comes into force, the FCA said in a statement today.

  • Wealth manager City & Merchant goes into liquidation  

    Wealth manager City & Merchant Limited (FRN 154182), which had trading restrictions imposed on it by the FCA in June, has gone into liquidation.

  • FCA cancels Yorkshire-based claims manager

     

    The FCA has cancelled the regulatory permission of Hull-based claims management firm Claims Direct Yorkshire Ltd (FRN 836352).

  • FCA says firms must improve pensions engagement

    The FCA has called on advisers and providers to think beyond email messages to boost pension engagement with consumers.

  • FCA launches first crypto criminal prosecution

    The FCA has charged the first individual with running a network of illegal crypto ATMs.

  • 1 in 3 FCA workers from ethnic minority

    A third of the workforce (33%) at the Financial Conduct Authority were from an ethnic minority in 2023-24, according to new employment data from the regulator.

  • FCA delays SDR label requirements

    The FCA has given firms four more months time to comply with its newSustainability Disclosure Requirements' regime and new investment label rules.

  • FCA: appointed rep oversight needs to improve

    The FCA says standards of regulatory practice among appointed representatives (ARs) are improving but there is “more to do.”

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