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  • Verve launches compliance switching service

    Support services provider The Verve Group has launched a compliance “switching service” which it said aims to make changing providers easy.

  • FCA plans to removes further regulatory red-tape

    The FCA has proposed remove further unnecessary data reporting, that it said will benefit nearly all firms.

  • Advisers wary of compliance and tax changes

    Nearly three-quarters of independent financial advisers (72%) see the burden of compliance and regulatory change as their primary concerns.

  • Threesixty unveils 'holistic' compliance offering

    Compliance and adviser support firm Threesixty has launched what it calls a new 'holistic' compliance management suite for adviser firms called 'Trust.'

  • Insightful day at CFP Professionals conference

  • Firms failing to comply on FCA social media rules risking damage

  • Ready for an avalanche - new rules spark firm hiring spree

  • FCA expert criticises 'tick box and back-covering' compliance

    Rory Percival, FCA technical specialist, was speaking at the Paraplanners Powwow on Thursday
  • FCA specialist exits for adviser compliance firm

  • Compliance chief blasts ‘disgrace’ of unregulated investments

  • Leading law firm launches Senior Manager regime tool

    Clifford Chance website
  • Wealth chief execs say regulation is main headache

    PIMFA CEO Report
  • John Moret: The price of light or the cost of darkness?

    John Moret
  • Compliance firm offers 90 days free access

    Apricity Compliance director Kim Binks (courtesy of Apricity Compliance)
  • TPR issues more than 115,000 auto-enrolment penalties 

    TPR website
  • FCA fines Charles Schwab UK £8.96m

    Charles Schwab UK
  • FCA takes action on 105 financial ads in Q1

    The FCA has published its first quarterly data for non-compliant financial promotions
  • FCA rejects appointed rep ‘hosting’ plan from firm

    FCA logo
  • SJP upgrades financial crime defence

    The addition of the financial crime AI-enhanced solution is the latest in a series of technology updates for SJP.
  • Pension firms told to look ‘beyond narrow compliance’

    The Pensions Regulator website

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