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FCA opens door to new ‘capital raising’ retail platforms

The FCA is to consult on ground-breaking proposals to launch capital-raising retail platforms to raise money for expanding firms.

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FCA fines first crypto firm with penalty of £3.5m

The FCA has issued a £3,503,546 fine to CB Payments Limited (CBPL) for repeatedly breaching a requirement preventing it from offering services to high-risk customers.

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FCA removes permissions from Brentford adviser

The FCA has cancelled the permissions of Brentford-based Ekara Health Ltd (FRN 940007).

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High Court orders WealthTek to return client assets

 

The High Court has approved a plan to return client money and customer assets to clients of failed Newcastle-based wealth manager WealthTek.

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