FCA halts 30% more firms over past year
- Thursday, 20 July 2023
- Articles
The Financial Conduct Authority has halted business at 627 regulated firms in the past year to prevent consumer harm - 30% more than the previous year, according to its annual report and accounts
Read more...FCA to apply 'additional scrutiny' to appointed rep applications
- Friday, 02 December 2022
- Articles
FCA CEO Nikhil Rathi says the FCA will apply "additional scrutiny" to authorisation applications from appointed representatives, approved persons and payment agents.
Read more...FCA board approves final appointed rep rules
- Thursday, 25 August 2022
- Articles
The board of the Financial Conduct Authority (FCA) has approved final changes to new rules for appointed representatives, paving the way for the new rules to come into force from December.
Read more...FCA to tighten appointed rep rules this year
- Wednesday, 03 August 2022
- Articles
The Financial Conduct Authority is to implement new rules to make authorised firms more responsible for their appointed representatives (ARs) from December.
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