Welsh IFA barred by FCA for compensation failures
- Wednesday, 26 May 2021
- Articles
Ron Treherne IFA Ltd of Cardiff has had its permission to carry out regulated business removed by the FCA after it failed to pay Financial Ombudsman awards against it.
Read more...FSCS declares 11 firms in default including BSPS adviser
- Wednesday, 21 April 2021
- Articles
The Financial Services Compensation Scheme (FSCS) declared 11 firms in default in March, including several wealth managers and IFA firms.
Read more...FCA apologises for failings on LCF and Connaught
- Tuesday, 20 April 2021
- Articles
The Financial Conduct Authority has apologised for its handing of the collapse of London Capital & Finance (LCF) and the Connaught Income Fund Series 1 and has set out its approach to assessing related complaints.
Read more...FSCS says most clients of failed DFM have been paid back
- Tuesday, 13 April 2021
- Articles
Most of the 11,500 former clients of failed wealth manager and DFM provider Reyker Securities plc have got their money back after intervention by the Financial Services Compensation Scheme.
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