The FCA has published proposals to extend its new Consumer Duty requirements to its financial crime fighting and reporting rules.
Read more ...FSCS declares 12 firms in default in 2 months
- Friday, 26 April 2024
- Articles

The Financial Services Compensation Scheme (FSCS) has declared 12 regulated firms in default in February and March.
Read more ...Warning to firms on new sexual harassment prevention laws
- Friday, 26 April 2024
- Articles

There are only six months left before financial services firms need to comply with new laws to prevent sexual harassment in the workplace, a consultancy has warned.
Read more ...£432m takeover of Mattioli Woods moves ahead
- Friday, 26 April 2024
- Articles

The £432m private equity acquisition of SIPPs and Financial Planning firm Mattioli Woods has moved ahead this week with over 95% of shareholders voting in favour.
Read more ...FCA says naming firms facing enforcement will 'help'
- Monday, 29 April 2024
- Articles

Ahead of a consultation deadline tomorrow, the FCA has responded to concerns about its proposals to make public details of enforcement investigations against regulated firms.
Read more ...North London Chartered Financial Planner joins Continuum
- Monday, 29 April 2024
- Articles

Retirement planning specialist Chris Haigh has joined national financial advice firm Continuum as a Chartered Financial Planner.
Read more ...Almost half of self-employed have no pension
- Monday, 29 April 2024
- Articles

Two-fifths of self-employed people – 41% – are risking an uncertain retirement because they are failing to pay into a personal pension, according to new data from investment platform CMC Invest.
Read more ...Titan Wealth may launch takeover for IWP
- Monday, 29 April 2024
- Articles

Fast-expanding wealth manager and Financial Planner Titan Wealth is reported to be putting together a deal to take over rival private Financial Planning firm Independent Wealth Planners (IWP), which has £6bn AUM.
Read more ...Inflows fall 64% at St James's Place but FUM up 6.4%
- Tuesday, 30 April 2024
- Articles

Net inflows to under-fire wealth manager St James’s Place slumped 64.5% in the first quarter of the year compared to last year, but funds under management climbed again.
Read more ...Hargeaves Lansdown reports record £150bn AUA
- Tuesday, 30 April 2024
- Articles

Hargreaves Lansdown has posted a record £150bn assets under administration and said the number of net new clients climbed 48% to 1,858,000 active clients in the three months to the end of March.
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