FCA bans IFA for failing to disclose bankruptcy
- Wednesday, 14 July 2021
- Articles
The FCA has banned former IFA Matthew Creed, a director of financial advisory firm AAA Management Ltd, from performing any regulated activity following an investigation into his bankruptcy.
Read more...Man pleads guilty to forgery in FCA case
- Wednesday, 14 July 2021
- Articles
Stephen Allen has pleaded guilty to forgery after the Financial Conduct Authority pursued him to recover money investors lost in a £16.9m Unauthorised Collective Investment Scheme (UCIS).
Read more...Pension fraud 9 times more likely online – FCA
- Thursday, 08 July 2021
- Articles
Pension savers are nine times more likely to accept advice from a pension scammer online than they would in person, according to new research from the Financial Conduct Authority (FCA).
Read more...FCA seeks victims of illegal investment scheme
- Thursday, 01 July 2021
- Articles
The Financial Conduct Authority has urged 20 remaining victims of an illegal investment scheme to come forward after Southwark Crown Court ordered compensation be paid.
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