Rory Percival warns: Many risk profiling problems still exist
- Wednesday, 21 December 2016
- Articles
Many problems surrounding risk profiling that were laid bare in an FSA report six years ago still exist, a former FCA technical specialist says.
Read more...Percival: Advisers need to improve capacity for loss approach
- Tuesday, 06 December 2016
- Articles
Some advisory firms are failing to adequately assess clients’ capacity for loss - a key element in risk profiling, a former FCA technical specialist has told Financial Planners.
Read more...Percival: FCA will catch you out if you 'retrofit' DFM due diligence
- Tuesday, 06 December 2016
- Articles
Financial Planners should avoid ‘retrofitting’ when it comes to doing due diligence on DFMs, a former FCA technical specialist said this morning.
Read more...Rory Percival is 'guru speaker' for Paraplanners Powwow
- Thursday, 18 August 2016
- Articles
The ‘guru speaker’ at the national Paraplanners Powwow will be Rory Percival, the FCA technical specialist, who revealed on Friday he is leaving the regulator.
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