FCA bans broker over ‘dishonesty’ and ‘lack of integrity’
- Wednesday, 29 May 2019
- Articles
The FCA has banned a former broker after he “acted dishonestly and lacked integrity” and was deemed “not fit and proper to perform any function in relation to any regulated activity”.
Read more...FCA bans sale of binary options to consumers
- Friday, 29 March 2019
- Articles
The FCA has permanently banned the sale of binary options to retail consumers.
Read more...FCA bans 'dishonest' director from financial sector for life
- Thursday, 20 December 2018
- Articles
The Financial Conduct Authority (FCA) has today banned Darren Lee Newton from working in the financial services sector.
Read more...FCA bans DFM from carrying out regulated activity
- Monday, 17 December 2018
- Articles
The FCA has ordered a DFM to cease all regulated activity without express permission from the regulator.
Read more...