FCA bans and fines director over ‘conflicts of interest’
- Friday, 14 December 2018
- Articles
The Financial Conduct authority (FCA) has banned a non-executive director and fined her £20,000 over conflicts of interest.
Read more...TPR hails 'quicker and tougher' approach to trustees
- Friday, 16 November 2018
- Articles
The Pensions Regulator (TPR) has hailed what it called a “clearer, quicker and tougher approach” for encouraging more trustees to “do the right thing” sooner.
Read more...FCA’s £80m fines for Keydata executives upheld
- Tuesday, 06 November 2018
- Articles
A tribunal has today upheld fines for two former investment firm executives totalling nearly £80m.
Read more...FCA fines Liberty £5.2m for oversight failures
- Tuesday, 30 October 2018
- Articles
The FCA has fined Liberty Mutual Insurance Europe SE £5.2m for oversight and complaints handling failures.
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