A former investment portfolio manager at Blackrock Investment Management has been charged with insider dealing.
Read more ...Ex-Blackrock portfolio manager charged with insider dealing
- Thursday, 29 September 2016
- Articles

FCA: Advisers will have to record phone calls
- Thursday, 29 September 2016
- Articles

Financial advisers will be required to record telephone calls in future, FCA plans released this morning showed, in a bid to quickly resolve Ombudsman complaints.
Read more ...'Your baby could be a millionaire by the age of 43'
- Thursday, 29 September 2016
- Articles

CMA launches review of digital price comparison sites
- Thursday, 29 September 2016
- Articles

The Competition and Markets Authority has launched a review of digital price comparison websites and apps to see how they work and whether how they are paid is clear.
Read more ...FSCS: Negligent advice protection should be reviewed
- Wednesday, 28 September 2016
- Articles

The £50,000 limit on FSCS protection for ‘negligent advice’ should be re-examined, the head of the FSCS says.
Read more ...FCA warning after firms found 'obscuring' responsibility
- Wednesday, 28 September 2016
- Articles

An FCA probe into its crackdown on senior managers’ accountability has found some firms appear to be sharing responsibility among more junior staff and “obscuring who is genuinely responsible”.
Read more ...Over 300 Financial Planners heading to conference
- Wednesday, 28 September 2016
- Articles

More than 300 Financial Planners will pour into Wales for the UK’s biggest Financial Planning event next week.
Read more ...Phoenix to buy Abbey Life in deal worth nearly £1bn
- Wednesday, 28 September 2016
- Articles

Abbey Life is to be taken over by Phoenix Group Holdings in a deal worth nearly £1billion.
Read more ...New level 4 Financial Planning exam gets FCA green light
- Wednesday, 28 September 2016
- Articles

A new level 4 Financial Planning & Advice exam launched by the CISI has won the FCA’s approval.
Read more ...Jail time extended for lavish investment fraudster
- Tuesday, 27 September 2016
- Articles

A fraudster who used clients’ millions to fund a lavish lifestyle will stay in jail for an extra 603 days – on top of the 7 years he was already given.
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