The Financial Services Compensation Scheme (FSCS) has received 733 claims against Berkeley Burke Sipp Administration Limited (BBSAL).
Read more ...Financial Planning firm recruits 3 new Paraplanners
- Thursday, 21 November 2019
- Articles

Financial Planning firm Pareto has expanded its team with the appointment of three new Paraplanners.
Read more ...Children’s nursery and director fined £8,200 for misleading TPR
- Thursday, 21 November 2019
- Articles

A pre-school nursery and its main director have been ordered to pay £8,200 for failing to comply with their pension duties and for misleading The Pensions Regulator (TPR) by falsely claiming staff had been put into a pension.
Read more ...CFA UK to launch new ESG investing qualification
- Thursday, 21 November 2019
- Articles

The Chartered Financial Analyst’s UK arm is to launch what it believes is the first Environmental, Social and Corporate Governance (ESG) investing qualification of its kind in the UK.
Read more ...Embark acquires Zurich's platform business
- Wednesday, 20 November 2019
- Articles

The rapidly expanding Embark Group has acquired Zurich’s platform arm for an undisclosed sum, pushing its assets under advice to £33bn.
Read more ...FCA fines Henderson £1.87m for client failings
- Wednesday, 20 November 2019
- Articles

The FCA has fined Henderson Investment Funds Limited £1.868m for failing to tell thousands of investors for five years that two active funds had been converted to ‘closet trackers.’
Read more ...Competition Authority launches financial services probe
- Wednesday, 20 November 2019
- Articles

The Competition and Markets Authority (CMA) has launched a wide-ranging investigation into “suspected anti-competitive arrangements in the financial services sector”.
Read more ...UBS wealth managers predict 'decade of transformation'
- Wednesday, 20 November 2019
- Articles

UBS’s wealth management arm has predicted a ‘decade of transformation’ beginning in 2020.
Read more ...Financial Planner passes 19 exams to reach Fellowship status
- Wednesday, 20 November 2019
- Articles

Kelvin Riches, a Chartered Financial Planner at Sussex-based MHA Carpenter Box Wealth Management (CBWM), has reached PFS Fellowship status by passing 19 exams.
Read more ...Aviva to invest £1.3bn in 'simplified' 5 division business
- Wednesday, 20 November 2019
- Articles

New Aviva chief executive Maurice Tulloch has announced a major restructuring which will see the group streamlined into five divisions and both substantial investment and cost cutting between now and 2022.
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