Asset managers failing on market abuse controls
- Thursday, 19 February 2015
- Articles
A probe examining asset management firms showed most failed to have fully comprehensive practices and procedures to control the risk of market abuse. Read more...
FCA launches wholesale market study into investment banking
- Thursday, 19 February 2015
- Articles
The Financial Conduct Authority today announced plans to launch its first wholesale market study into investment and corporate banking to assess whether competition in the sector is working properly. Read more...
Real Life Case Study: Richard Watkins CFPCM of Close Brothers
- Monday, 05 January 2015
- Insight & Analysis
Richard Watkins CFPCM explores the risks for a successful business owner concerned that if the business turns sour he has little to fall back on. Is he exposing his family to too much risk?
Read more...Asset management probe launched by regulator
- Wednesday, 09 July 2014
- Articles