1 in 12 advisers to miss Consumer Duty report deadline

One in twelve (8%) financial advisers and wealth managers do not expect their firm to meet the Consumer Duty Board report deadline, according to new research.

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FCA warns of ‘gaps’ as new Duty deadline looms

The FCA has written a Dear CEO letter to provider bosses to alert them to potential gaps in data as the Consumer Duty deadline for closed products looms.

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Equity release firms urge advisers to take action on Duty

The Equity Release Council, the trade body for equity release providers, has urged advisers to check their responsibilities under the next phase of the FCA’s Consumer Duty which takes effect from 31 July.

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Editor’s Comment: A bigger Consumer Duty?

 

Many have assumed that the Consumer Duty is a fixed piece of regulation, a tablet handed down from upon high about how to be decent to clients.

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