FCA tells wealth managers to justify fees
- Thursday, 09 November 2023
- Articles
The Financial Conduct Authority has called on wealth managers to justify high fees and prove value for money in a 'Dear CEO' letter.
Read more...FCA warns SIPP firms on Consumer Duty
- Monday, 15 May 2023
- Articles
Ahead of the new Consumer Duty requirements, the FCA has warned SIPP operators to ensure standards of conduct are high amid concerns about problems in the sector.
Read more...FCA issues warning on platform outages
- Tuesday, 27 July 2021
- Articles
The Financial Conduct Authority (FCA) has issued a warning to platforms on IT outages and severe operational activities in a Dear CEO letter.
Read more...Welcome for FCA relaxation on 10% drop letters
- Wednesday, 01 April 2020
- Articles
Andy Bell, chief executive of platform and SIPP provider AJ Bell, has welcomed news that rules on 10% ‘investment drop’ letters will be relaxed until at least 1 October.
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