FCA warns firms on selling client banks
- Wednesday, 20 December 2023
- Articles
The FCA has warned that it will intervene on the sale of client banks if selling firms fail to make clear any redress liabilities.
Read more...FCA warns on unauthorised firm Charles Dickins
- Monday, 18 December 2023
- Articles
The FCA has issued a public warning about an unauthorised investment firm called Charles Dickins Ltd (sic) which may be providing or promoting financial services products without permission.
Read more...Editor’s Comment: The advice experiment
- Friday, 15 December 2023
- Articles
Perhaps not surprisingly the Association of British Insurers has concluded, after carrying out an advice experiment, that personalised guidance really can work.
Read more...Firms must halt ‘double dipping’ on cash savings
- Tuesday, 12 December 2023
- Articles
The FCA is cracking down on the practice of so-called ‘double-dipping’ by investment platforms and SIPP operators whereby they keep interest on customers’ cash balances and charge them a fee for doing so.
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