4 year sentence for unauthorised advice fraudster

Ian James Hudson has been sentenced to 4 years imprisonment for fraudulent trading and carrying on regulated activities without authorisation.

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FCA bans IFA for failing to disclose bankruptcy

 

The FCA has banned former IFA Matthew Creed, a director of financial advisory firm AAA Management Ltd, from performing any regulated activity following an investigation into his bankruptcy.

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Man pleads guilty to forgery in FCA case

Stephen Allen has pleaded guilty to forgery after the Financial Conduct Authority pursued him to recover money investors lost in a £16.9m Unauthorised Collective Investment Scheme (UCIS).

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Pension fraud 9 times more likely online – FCA

Pension savers are nine times more likely to accept advice from a pension scammer online than they would in person, according to new research from the Financial Conduct Authority (FCA).

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