Financial advisory firm hit with £560k FCA fine
- Monday, 17 November 2014
- Articles
The Financial Conduct Authority has fined Chase de Vere Independent Financial Advisers Limited £560,000 for failures surrounding the sale of Keydata products.
Read more...Levy on financial services firms to be lower than expected
- Tuesday, 15 April 2014
- Articles
Financial services firms will receive a lower than expected levy in 2014/15, the Financial Services Compensation Scheme has announced today.
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Sesame fined £6m by Financial Conduct Authority
- Wednesday, 05 June 2013
- Articles
Sesame has been fined £6m by the Financial Conduct Authority for failing to ensure customers were given suitable advice and for poor systems and controls.
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FSCS imposes 'unwelcome' £60m interim levy on advisers
- Wednesday, 14 March 2012
- Articles
The Financial Services Compensation Scheme has set an interim levy of £60m for investment intermediaries.
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