Walker Crips launches new fintech firm
- Monday, 07 October 2019
- Articles
Investment management firm Walker Crips Group has launched EnOC Technologies (EnOC), a new company providing cloud-based regulation software to the wealth management industry.
Read more...Guest Column: SM&CR deadline is catalyst for positive change
- Wednesday, 10 April 2019
- Comment
Since the 2008 financial crisis, regulators have held many firms to account for failings, but very few individuals. The Senior Managers & Certification Regime (SM&CR) was introduced to address this.
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