FCA fines Barclays Bank £26m over gold trading failures
- Friday, 23 May 2014
- Articles
The Financial Conduct Authority has fined Barclays Bank £26,033,500 for failing to adequately manage conflicts of interest between itself and its customers as well as systems and controls failings, in relation to the Gold Fixing.
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FCA warns consumers to beware of 'free pension review' firms
- Wednesday, 21 May 2014
- Articles
The FCA has today issued a warning to consumers to beware of so-called 'free pension reviews' offered by some unregulated firms.
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FCA issues largest ever retail fine of £30m
- Thursday, 13 February 2014
- Articles
The Financial Conduct Authority has imposed its largest ever retail fine of £30,647,400 on HomeServe Membership Limited (HomeServe).
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4 banned by FCA over 'disgraceful' pension scheme failings
- Tuesday, 17 December 2013
- Articles
Three men have been banned from working in the financial services industry for "disgraceful failings" after £4m in commission was generated from moving investments unnecessarily.
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