Advisers face setting aside up to 28% of liabilities - FCA

Wednesday, 29 November 2023
Articles
The FCA published details of its plans to ensure the “polluter pays” when consumers are harmed earlier today.

Proposals from the FCA would require investment advisers to set aside a minimum of 28% of potential liabilities in advance to compensate investors if bad advice is given.

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Mattioli Woods predicts "bloodshed" in battle between Sipp providers

Wednesday, 06 February 2013
Articles
Ian Mattioli of Mattioli Woods
Sipp provider Mattioli Woods has warned of "bloodshed" as the battleground develops between Sipp providers as new regulatory requirements are brought in. Read more...
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