FCA provisionally bans and fines fake trader £5.95m
- Monday, 18 March 2024
- Articles
The FCA has provisionally fined Nailesh Teraiya, formerly sole controller and chief executive of Indigo Global Partners Limited (Indigo), £5.95m and has provisionally banned him from carrying out any regulated activity after finding him guilty of making fake trades.
Read more...ED&F Man Capital Markets fined record £17m
- Monday, 05 June 2023
- Articles
The Financial Conduct Authority has fined City broker ED&F Man Capital Markets a record £17.2m for “serious failings” in its oversight of cum-ex trading.
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