Wealth chief execs say regulation is main headache

Regulatory issues and compliance are the main headaches for CEOs working in financial advice and wealth management, according to a survey by trade body PIMFA.

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TPR hails new ‘quick and tough’ culture

The Pensions Regulator (TPR)has hailed the implementation of its “clear, quick and tough” approach.

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TPR issues new DC investment guidance

The Pensions Regulator (TPR) has issued new guidance on DC investments.

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FCA plans new regulatory action over DB transfers

The FCA has revealed it will take further action over DB transfers.

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