Editor’s Comment: Why the FCA needs robots and humans

Just before Christmas I suggested that the FCA needed a new direction post-Bailey. It may already have found one although it is clearly not the direction everyone wants.

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PFS questions FCA’s ‘data-driven’ regulation plans

The 40,000-member Personal Financial Society, which represents most of the UK’s Financial Planners, has questioned the FCA’s 5 year plan to become a ‘data-driven’ regulator.

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Client referrals and extra staff top adviser 2020 growth plans

Client referrals and pension transfers were seen as the biggest opportunity areas by financial advisers in 2019, according to a survey by fintech Intelliflo.

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TPR publishes new investment governance rules guidance

The Pensions Regulator has published new guidance on investment governance rules.

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