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FCA bans DFM from carrying out regulated activity

The FCA has ordered a DFM to cease all regulated activity without express permission from the regulator.

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FCA publishes ‘no-deal’ Brexit impact assessment

The FCA has published an impact assessment highlighting what it believes will happen in the event of different Brexit scenarios.

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FCA considers new rules on crowdfunding investments

The FCA has opened a new consultation on crowdfunding on new rules for loan-based crowdfunding platforms after seeing “poor practice.”

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FCA calls for firms' input into packaged investments regulation

The FCA has called for input from firms about their experiences with the requirements introduced in by the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation.

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