The FCA has this morning told advisers what it considers to be poor practice when advising insistent clients. Read more ...
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FCA appoints two new executives as part of management overhaul
- Friday, 05 June 2015
- Articles
Two key executive roles at the FCA have been filled this morning, with the regulator announcing appointments as part of a management and structural overhaul. Read more ...
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FCA's operating costs set to rise nearly £30m
- Tuesday, 24 March 2015
- Articles
The FCA's operating costs are set to rise nearly £30m for the next financial year, with increasing amounts going on staff. Read more ...
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Asset management probe will be launched by FCA
- Tuesday, 24 March 2015
- Articles
The FCA has announced it will launch a market study on asset management in 2015/16. Read more ...
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Watchdog concerned about transparency on adviser costs
- Thursday, 18 December 2014
- Articles
A consumer watchdog has expressed serious concerns over the lack of transparency about advice and investment costs following an FCA report.
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FCA asks 'have we been too demanding in hindsight?'
- Friday, 22 August 2014
- Articles
The Financial Conduct Authority is seeking to find out if it has applied its rules too demandingly in hindsight.
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Pensions Institute wants regulation of workplace advice
- Friday, 17 January 2014
- Articles
The Pensions Institute has criticised regulators for "a massive oversight" in failing to regulate workplace advice to employers.
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Wheatley: Poor regulation let industry move too far from consumers
- Wednesday, 10 July 2013
- Articles
Martin Wheatley, chief executive of the Financial Conduct Authority, believes financial services "flew too close to the sun" during the boom years.
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Smaller advisory firms slam the FSA's handling of RDR
- Friday, 03 May 2013
- Articles
Firms affected by the RDR have strongly criticised the regulator's handling of the process and questioned whether the RDR will be beneficial.
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Firms want clearer regulation and communication from new regulator
- Friday, 03 May 2013
- Articles
Firms have told the Financial Conduct Authority they would like to see more focus on competition, clearer regulation and better communication.
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