A new guide has been launched to help steer finance firms away from dangerous social media waters and to avoid trouble with the regulator.
Today is the last chance for finance professionals to tell the FCA how the industry can ditch the jargon as it seeks to combat poor communication.
A former Keydata former finance director has escaped a fine of half a million pounds today but has still been handed a ban and told to pay £350,000.
The former director general of the Association of Independent Financial Advisers has been appointed to a leading role at the FCA.
Fewer financial advisers are using Twitter than they were last year, a survey has suggested.
A leading FCA figure’s forecast that cash flow planning will soon become mainstream is “very encouraging”, the incoming IFP President says.
Nearly a third of firms have told the FCA they always refuse transfers from insistent clients.
Aberdeen has quickly followed up its acquisition of Parmenion by announcing it is to take 100% ownership of a specialist investment manager.
Finance firms should all be given a simple star rating such as that used by ebay or the Food Standards Agency, a consumer watchdog says.
The FCA and FOS are both run by human beings and therefore there will always be differences in dealing with something as subjective as suitability, a top regulatory official says.
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