FCA to impose extra financial promotion checks
- Tuesday, 06 December 2022
- Articles
The FCA is to impose additional checks on firms approving financial promotions.
Read more...FCA warns that 80% of CFD investors lose money
- Monday, 05 December 2022
- Articles
The Financial Conduct Authority has warned firms offering investments in Contracts for Difference (CFDs) that it will take swift action in future to prevent consumer harm.
Read more...FCA to apply 'additional scrutiny' to appointed rep applications
- Friday, 02 December 2022
- Articles
FCA CEO Nikhil Rathi says the FCA will apply "additional scrutiny" to authorisation applications from appointed representatives, approved persons and payment agents.
Read more...FCA fines Julius Baer International Limited £18m
- Wednesday, 30 November 2022
- Articles
The Financial Conduct Authority has fined investment adviser and wealth manager Julius Baer International Limited (JBI) £18m for failing to conduct its business with integrity, failing to take reasonable care to organise and control its affairs and failing to be open and cooperative with the FCA.
Read more...