An ex-BlackRock equity portfolio manager has today pleaded guilty to two counts of insider dealing.
Read more ...Ex-BlackRock portfolio manager pleads guilty to insider dealing
- Wednesday, 02 November 2016
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Compliance chief blasts ‘disgrace’ of unregulated investments
- Wednesday, 02 November 2016
- Articles
The way unregulated investments are presented to consumers is a ‘disgrace’, the chairman of a compliance firm says.
Read more ...Half of northern savers using cash ISAs to build retirement pot
- Wednesday, 02 November 2016
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Nearly half of savers living in the north region are using cash ISAs to build a retirement fund, according to a new report.
Read more ...Ex-Towry Financial Planner lands CISI branch president role
- Tuesday, 01 November 2016
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A Financial Planner has taken the reins at the CISI’s Birmingham and West Midlands branch.
Read more ...Financial Planner helps young boy with debilitating illness
- Tuesday, 01 November 2016
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A Financial Planner has stepped in to help a family whose young boy suffers from a debilitating illness which causes frequent seizures.
Read more ...HMRC probes a third of high net worth taxpayers
- Tuesday, 01 November 2016
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The taxman is investigating about a third of high net worth taxpayers, it was revealed today.
Read more ...Six banned by FCA after over 100 investors lost £4.3m
- Tuesday, 01 November 2016
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Six men have been banned by the FCA after over 100 investors lost just under £4.3 million.
Read more ...IFA firm takeovers and mergers to rise, advisers say
- Tuesday, 01 November 2016
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The number of IFA firm takeovers and mergers will increase in the next two years, advisers say.
Read more ...PFS met FCA chief over calls for new product levy
- Tuesday, 01 November 2016
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The PFS held talks with FCA chief executive Andrew Bailey to urge the regulator to look at a product levy and a combined PII solution to fund the FSCS.
Read more ...FSCS product levy being looked at, FCA chief reveals
- Monday, 31 October 2016
- Articles
A new product levy is to be considered as part of the review of the FSCS, the FCA’s chief executive has revealed.
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