The Financial Conduct Authority has fined Chase de Vere Independent Financial Advisers Limited £560,000 for failures surrounding the sale of Keydata products.

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A leading Paraplanner in the Powwow movement has backed a minimum standard for the profession - but says it should not be exam based.

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Changes to the way firms deal with consumer complaints look set to be made by the FCA after a thematic review.

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A consumer watchdog has attacked "completely unacceptable" and opaque practices over charging the investment management sector and called for urgent action to fix it.

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HM Revenue and Customs is claiming "major legal victories" over corporate tax avoidance schemes after three rulings found in its favour.

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A Treasury Committee member with a background in software engineering says automated advice is an inadequate substitute for a human adviser and suggested its potential is over hyped.

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Advisers have reported a significant jump in clients seeking advice since the sweeping reforms to pensions were announced in March.

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The sweeping reforms to pensions introduced in the Budget have increased the need for regulators to protect consumers, the chairman of the FCA has said.

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Advisers could end up footing the bill when companies get fined for auto-enrolment failures, a wealth management firm has warned.

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Scores of responses have been sent to the Financial Conduct Authority regarding proposals to prevent misleading financial promotions through social media services such as Twitter.

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