Applications for the latest cohort of the FCA’s regulatory sandbox are now open.
Read more ...59% of financial advisers say clients worry about CRS
- Friday, 19 October 2018
- Articles

Financial Planning firm Old Mutual, part of Quilter, has carried out research which revealed that 59% of advisers said their clients were concerned about the Common Reporting Standard (CRS).
Read more ...Newell Palmer completes 51st acquisition with IFA buy
- Thursday, 18 October 2018
- Articles

Midlands Financial Planning firm Newell Palmer has completed its 51st acquisition.
Read more ...Firm launches new suitability tools for Financial Planners
- Thursday, 18 October 2018
- Articles

Risk profiling and behavioural-science firm Oxford Risk has launched a new suite of scientifically validated end-to-end client suitability and behavioural-insight tools.
Read more ...ASA rules auto-enrolment firm’s advert was ‘distressing’
- Thursday, 18 October 2018
- Articles

The Advertising Standards Authority has ruled against a pensions firm over an advertising letter it mailed out and said the content could have caused undue distress.
Read more ...CISI celebrates 60,000 candidates completing ethics test
- Thursday, 18 October 2018
- Articles

The Chartered Institute for Securities & Investment (CISI) has revealed that 60,000 candidates around the world have now completed its online ethics test, IntegrityMatters, as it marks the milestone as part of Global Ethics Day.
Read more ...Pension trustees fined for failing to invest £1.4m promptly
- Thursday, 18 October 2018
- Articles

Four trustees of a master trust, who failed to promptly invest members’ savings for three years, affecting 9,081 members and contributions of £1.4 million, have been fined by The Pensions Regulator (TPR).
Read more ...FCA and TPR reveal joint pensions strategy
- Thursday, 18 October 2018
- Articles

The FCA and The Pensions Regulator have today launched a joint regulatory strategy aimed at taking joint action to deliver better outcomes for pension consumers.
Read more ...CPI UK inflation tumbles 0.3% to 2.4%
- Wednesday, 17 October 2018
- Articles

UK CPI inflation fell more than expected in September after hitting a six-month high in August, new figures have revealed.
Read more ...FCA increasingly active on sexual harassment in firms
- Wednesday, 17 October 2018
- Articles

The FCA says it is increasingly discussing misconduct, including sexual harassment, with firms.
Read more ...