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  • Smaller firms struggle with Consumer Duty data demands

    Some smaller regulated firms have found limitations in the range of data they can access when it comes to monitoring and tracking outcomes under the Consumer Duty, according to a new report from the FCA.

  • 7 'finfluencers' fined for unauthorised financial promotion

    Seven social media ‘finfluencers’ have been sentenced today at Southwark Crown Court for their role in promoting an unauthorised foreign exchange trading scheme. 

  • Scammers are cloning a professional body - FCA warning

    The FCA has issued a warning that scammers are cloning the details of a genuine professional body to cheat the public.

  • FCA's Rathi signals shift to outcomes-based regulation

    FCA CEO Nikhil Rathi

    FCA CEO Nikhil Rathi has signalled a move away from a strict rules-based approach on regulation to an outcomes-based approach based around the Consumer Duty and supervisory tools.

  • FCA fines 2 insider dealers £108,731

    The Financial Conduct Authority (FCA) has fined two insider dealers a combined £108,731 for insider dealing in shares of Bidstack Group Plc.

  • SPP calls for caps on pension growth assumptions

    The Society of Pension Professionals has called on the FCA to introduce guidance or caps on future growth assumptions, when it launches its new digital pension rules.

  • FCA places restrictions on Scottish IFA

    FCA HQ

    The FCA has imposed restrictions on Scottish IFA firm Advantage Wealth Management Ltd following a supervisory notice issued in December.

  • Clone scammers target Fidelity

    Scammers were copying some details of the official Fidelity website to try to fool people.

    Clone scammers have targeted Fidelity’s investment administration arm by setting up a fake website to try to con investors.

  • FCA finfluencer enforcement action soars 175% in 2025

    FCA HQ

    Enforcement action taken against finfluencers by the FCA rose 174% in 2025 to 74 actions.

  • FCA launches major review into AI

    The FCA has launched a major review into how AI could change retail financial markets, regulators, and consumers.

  • FCA calls for views on the protection gap

    FCA HQ

    The Financial Conduct Authority has called on insurers and advisers for views on how to help close the protection gap.

  • New FCA mini bond rules come into force

    FCA HQ

    The FCA’s new regime for high-risk securities, such as mini-bonds and loan notes, has come into force.

  • AIC urges urgent FCA review of cost disclosures

    FCA HQ

    The Association of Investment Companies (AIC) has urged the FCA to review and reform the post-sale cost disclosures without delay.

  • FCA bans adviser who illegally withdrew £120k from his SIPP

    FCA HQ

    The FCA has prohibited convicted criminal Martin Alan Wright (IRN: MAW01228) from carrying out regulated activities.

  • Essex wealth manager goes into administration

    Basildon-based wealth manager Logic Investments Ltd (FRN 516459) has entered special administration today after the firm was declared insolvent.

  • Convicted fraudster ordered to pay £265,523 by FCA

    The FCA has secured a confiscation order of £265,523.96 against convicted P2P fraudster Andrew Currie and he will face a further jail sentence if he does not pay up within three months.

  • FCA probes claims management firm

    The Financial Conduct Authority (FCA) has opened an enforcement investigation into Manchester-based claims management firm The Claims Protection Agency Limited (TCPA).

  • Rare public warning on holiday park investment schemes

    The FCA has issued a rare public warning to investors to beware of unregulated holiday park investment schemes.

  • FCA strips investment adviser of permissions

    The FCA has stripped Scottish adviser firm Craig Mitchell (FRN 624013), trading as Craig Mitchell Personal and Corporate Financial Planning, of its permission to carry out regulated activities after a string of unpaid FOS judgements.

  • FCA halts regulated business at London IFA firm

    The FCA has stepped in to remove all regulatory permissions from London-based IFA Verus Financial Services Limited (FRN 765214) after a number of "deliberate" breaches of existing restrictions.

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