FCA CEO Nikhil Rathi has signalled a move away from a strict rules-based approach on regulation to an outcomes-based approach based around the Consumer Duty and supervisory tools.

The FCA has imposed restrictions on Scottish IFA firm Advantage Wealth Management Ltd following a supervisory notice issued in December.

Clone scammers have targeted Fidelity’s investment administration arm by setting up a fake website to try to con investors.

Enforcement action taken against finfluencers by the FCA rose 174% in 2025 to 74 actions.

The Financial Conduct Authority has called on insurers and advisers for views on how to help close the protection gap.

The FCA’s new regime for high-risk securities, such as mini-bonds and loan notes, has come into force.

The FCA has stepped in to remove all regulatory permissions from London-based IFA Verus Financial Services Limited (FRN 765214) after a number of "deliberate" breaches of existing restrictions.

The FCA has confirmed it will introduce new clearer rules to tackle serious 'non-financial' misconduct at financial services firms from September 2026.

The number of adviser firms providing independent financial advice fell 5% (year-on-year) in 2024, according to data from the latest FCA Retail Intermediary Market Data report out this week.

The FCA has issued a warning to providers of contracts for difference (CFDs) after its review found that some firms were not meeting its Consumer Duty requirements.

Nikhil Rathi, chief executive of the FCA, has called on financial services firms to back financial education and support services to improve consumer capability.

The government has introduced draft legislation to bring Environmental, Social and Governance (ESG) ratings providers under the remit of the FCA.

The FCA has launched an investigation into ‘fixed rate return’ bond provider the Moneda Capital Group and is investigating a number of people associated with the business.

In this regular column for Financial Planning Today, Dr Matthew Connell, director of policy at the Personal Finance Society, looks at plans to limit complaint.

The FCA has stripped West Sussex-based IFA Rhoss Dancey (FRN: 666823), trading as RDI Wealth Management, of its permissions to carry out regulated business.

The cumulative impact of regulatory change is diverting time and resources away from other priorities, according to a new survey of members of wealth management trade association PIMFA.

Four in five (79%) financial advisers and wealth managers have seen an increase in compliance expenditure over the past year, according to a new report.

The FCA has shared plans to streamline its Consumer Duty rules following stakeholder input.

The FCA is ‘working hard’ to shorten the timeframe for enforcement investigations to boost confidence in the financial services sector, according to senior FCA executive Therese Chambers.

The FCA has proposed further cuts to data reporting requirements by reducing the frequency of submissions for selected sections of the Retail Mediation Activities Return (RMAR).