The FCA has provisionally banned father and son Alec and Robert Finch from UK financial services after the High Court found they had engaged in fraud and misused client money.

The Upper Tribunal, a court of appeal, has upheld FCA decisions to fine and ban a ‘reckless’ adviser and a fund manager.

The Upper Tribunal has upheld a ban on two "reckless" financial advisers who were involved in 1,470 mostly 'flawed' pension transfers worth over £392m.

The Upper Tribunal, a court of appeal, has confirmed an FCA decision to ban a "corrupt" and "dishonest"  financial adviser and fine him £2m for misconduct over hundreds of British Steel Pension Scheme (BSPS) pension transfers which resulted in over £17m in compensation being paid to victims.