The FCA has provisionally banned father and son Alec and Robert Finch from UK financial services after the High Court found they had engaged in fraud and misused client money.
Two financial advisers whose clients worked in the medical and dental community have been fined more than £6,000 each and banned by the FCA for recklessly breaching an asset requirement imposed on the firm.
The former chief executive of Barclays Wealth during the 2008 financial crisis has been banned from performing senior manager functions.
