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  • FCA calls for stronger oversight of inactive appointed reps

    The FCA has urged principal firms to strengthen their oversight of inactive appointed representatives (ARs) following a supervisory review which found gaps in governance, reporting and consumer protection.

  • FCA’s new portal aims to make reporting easier

    Financial Planners and advisers can now access a single point of sign in with the FCA for regulatory reporting tasks, including submitting regulatory data and paying fees. 

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