• Contact
Financial Planning Today
  • Home
    • About Us
      • About us
      • Advertising
  • News
    • Financial Planning News
    • Regulation
    • Professional Bodies
    • Wealth Management
    • Job News
    • Paraplanning
    • M&A News
  • Opinion
    • The Editor's Column
    • Mr Sipp - John Moret
    • Life Planning Founder George Kinder
    • Guest Columnist
  • Features
    • Training and Events
    • Insight & Analysis
  • FP Today Magazine
  • Optimum
  • Jobs
  • Home
    • About Us
      • About us
      • Advertising
  • News
    • Financial Planning News
    • Regulation
    • Professional Bodies
    • Wealth Management
    • Job News
    • Paraplanning
    • M&A News
  • Opinion
    • The Editor's Column
    • Mr Sipp - John Moret
    • Life Planning Founder George Kinder
    • Guest Columnist
  • Features
    • Training and Events
    • Insight & Analysis
  • FP Today Magazine
  • Optimum
  • Jobs
  • Over 4 in 5 Planners expect assets to increase in 2025

    More than four in five Financial Planners (84%) expect assets under management and advice to rise this year, according to a survey.

  • Editor’s Comment: Is peak regulation over?

    There was a distinct whiff of change in the regulatory air this week with the FCA rapidly jettisoning plans which would have seen more rules and regulations added to its handbook.

  • FCA moving 'at pace' to cut red tape

    The FCA is moving swiftly to cut red tape to support growth in financial services, FCA chief executive Nikhil Rathi told delegates at an event today.

  • FCA cancels permission of Bromley-based advice firm

    The FCA has cancelled the part 4A regulatory permissions of Bromley-based firm HLU Ltd (FRN: 938123).

  • FCA finds most ongoing suitability reviews delivered

    The Financial Conduct Authority’s review of ongoing advice data from 22 of the largest financial advice firms has found that suitability reviews were carried out in the vast majority of cases.

  • Senior FCA exec defends email deletion

    The FCA has defended its plans to delete emails after one year and denies it is trying to hide evidence and avoid scrutiny.

  • Lords take aim at FCA name and shame plans

    The House of Lords has called on the FCA to halt its plans to push forward with 'naming and shaming' firms facing investigations.

  • FCA issues six-figure transaction reports fine

    The FCA has fined investment provider Infinox Capital Limited £99,200 for failing to submit 46,053 transaction reports.

  • ‘Tear down regulatory barriers’ urges Chancellor

    Chancellor Rachel Reeves has urged Britain’s regulators to “tear down” barriers to promote business growth.

  • FCA set to respond to Starmer call for growth

    Prime Minister Sir Keir Starmer has called on key regulators, including the FCA, to do all they can to push reforms for growth in their sectors.

  • Lincolnshire adviser firm cancelled by FCA

    The FCA has revoked the regulatory permissions of Lincolnshire financial adviser firm John Cotton (FRN: 136224) for non payment of fees.

  • FCA cancels permissions of Yorkshire IFA

    The FCA has cancelled the Part 4A permission to carry out regulated business of West Yorkshire-based IFA McLean’s (FRN: 146450).

  • FCA to focus on supporting high growth firms

    A focus on how the FCA can support early and high growth firms will form the cornerstone of the FCA’s strategy between 2025 and 2030, according to CEO Nikhil Rathi.

  • TPR to shift to more prudential-style regulation

    The Pensions Regulator (TPR) is to shift to a more prudential-style of regulation to protect savers from systemic risk.

  • Firms to get 48hr warning before FCA ‘name and shame’

    The FCA plans to give firms subject to enforcement investigations a 48 hour window to view the contents of any announcements before they are made public.

  • Number of whistleblowing reports rises

    The number of whistleblowing reports rose by 15% (year-on-year) to 322 in the third quarter of this year.

  • MiFID rules to transfer to FCA in 2025

    The firm-facing requirements of the MiFID regulations are to be transferred into FCA Handbook rules next year.

  • FCA advice shake up to focus on pensions

    The FCA’s upcoming advice guidance proposals will focus on helping consumers understand their choices around pensions, according to the regulator’s chief operating officer Emily Shepperd.

  • FCA reveals crypto regulation plan as ownership rises 20%

    The FCA has published an indicative roadmap of key dates for the development and introduction of the UK’s crypto regime as new research revealed crypto ownership has risen 20%.

  • Editor’s Comment: FCA must get ‘naming and shaming’ right

     

     

    It’s no secret that the FCA has come in for flak over it’s naming and shaming enforcement plans and it’s no surprise it has decided to dilute them as a result. But should it be backing off?

Page 2 of 41

  • Prev
  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • Next

Key Links

  • Privacy Policy
  • Terms and Conditions
  • Contact us
  • Advertise
  • About
  • Sitemap
  • Contact the Newsdesk
Copyright © 2025 Financial Planning Today. All Rights Reserved.