The Competition and Markets Authority (CMA) has launched a wide-ranging investigation into “suspected anti-competitive arrangements in the financial services sector”.
Read more ...Competition Authority launches financial services probe
- Wednesday, 20 November 2019
- Articles

FCA fines Henderson £1.87m for client failings
- Wednesday, 20 November 2019
- Articles

The FCA has fined Henderson Investment Funds Limited £1.868m for failing to tell thousands of investors for five years that two active funds had been converted to ‘closet trackers.’
Read more ...Embark acquires Zurich's platform business
- Wednesday, 20 November 2019
- Articles

The rapidly expanding Embark Group has acquired Zurich’s platform arm for an undisclosed sum, pushing its assets under advice to £33bn.
Read more ...CFA UK to launch new ESG investing qualification
- Thursday, 21 November 2019
- Articles

The Chartered Financial Analyst’s UK arm is to launch what it believes is the first Environmental, Social and Corporate Governance (ESG) investing qualification of its kind in the UK.
Read more ...Children’s nursery and director fined £8,200 for misleading TPR
- Thursday, 21 November 2019
- Articles

A pre-school nursery and its main director have been ordered to pay £8,200 for failing to comply with their pension duties and for misleading The Pensions Regulator (TPR) by falsely claiming staff had been put into a pension.
Read more ...Financial Planning firm recruits 3 new Paraplanners
- Thursday, 21 November 2019
- Articles

Financial Planning firm Pareto has expanded its team with the appointment of three new Paraplanners.
Read more ...FSCS receives 733 claims against Berkeley Burke
- Thursday, 21 November 2019
- Articles

The Financial Services Compensation Scheme (FSCS) has received 733 claims against Berkeley Burke Sipp Administration Limited (BBSAL).
Read more ...Labour promises maximum State Pension Age of 66
- Thursday, 21 November 2019
- Articles

Labour’s Election Manifesto, unveiled today, promises a maximum State Pension Age of 66 and opens the door to some workers in ‘arduous’ jobs retiring earlier.
Read more ...FSCS declares 35 firms in default in 3 months
- Thursday, 21 November 2019
- Articles

The Financial Services Compensation Scheme (FSCS) has declared 35 failed regulated firms in default.
Read more ...Paraplanner launches platform cost comparison tool
- Friday, 22 November 2019
- Articles

Lime Outsourced Paraplanning director and owner Rebecca Lucas has launched an online platform cost comparison tool.
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