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FCA has ‘no responsibility’ to monitor unregulated firms

The Complaints Commissioner, which investigates complaints against the FCA, has issued a ruling clarifying that the regulator has no responsibility beyond regulated companies.

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FCA to pay £4,000 to firm which caused £100m in losses

The FCA has been ordered to pay £4,000 compensation to a complainant which caused £100m in consumer losses and redress.

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FCA bites back against watchdog’s LCF criticisms

The Financial Conduct Authority has bitten back against accusations made by the Complaints Commissioner criticising the FCA register's role in the London Capital & Finance’s mini-bonds debacle.

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Complaint against FCA over delays is rejected

The Complaints Commissioner has ruled in favour of the FCA over a complaint by a financial adviser unhappy about delays to their Approved Persons application.

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