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FCA has ‘no responsibility’ to monitor unregulated firms

The Complaints Commissioner, which investigates complaints against the FCA, has issued a ruling clarifying that the regulator has no responsibility beyond regulated companies.


FCA to pay £4,000 to firm which caused £100m in losses

The FCA has been ordered to pay £4,000 compensation to a complainant which caused £100m in consumer losses and redress.


FCA bites back against watchdog’s LCF criticisms

The Financial Conduct Authority has bitten back against accusations made by the Complaints Commissioner criticising the FCA register's role in the London Capital & Finance’s mini-bonds debacle.


Complaint against FCA over delays is rejected

The Complaints Commissioner has ruled in favour of the FCA over a complaint by a financial adviser unhappy about delays to their Approved Persons application.

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