FCA fines award winning firm over £600k

The FCA has fined award-winning firm Sunrise Brokers LLP £642,000 for ‘seriously deficient’ anti money laundering systems and controls.


FCA staff to meet with BSPS victims

Financial Conduct Authority staff are making another trip to Wales to meet steelworkers who could be due compensation due to unsuitable DB transfer advice.


Treasury set to align FCA with net zero pledge

The Treasury plans to amend regulatory principles to align with the Government’s commitment to achieve a net zero economy by 2050.


FCA to regulate funeral plans from July

The FCA has confirmed that it will begin regulating pre-paid funeral plans from 29 July.

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