FCA fines award winning firm over £600k
- Friday, 12 November 2021
- Articles
The FCA has fined award-winning firm Sunrise Brokers LLP £642,000 for ‘seriously deficient’ anti money laundering systems and controls.
Read more...FCA staff to meet with BSPS victims
- Wednesday, 10 November 2021
- Articles
Financial Conduct Authority staff are making another trip to Wales to meet steelworkers who could be due compensation due to unsuitable DB transfer advice.
Read more...Treasury set to align FCA with net zero pledge
- Wednesday, 10 November 2021
- Articles
The Treasury plans to amend regulatory principles to align with the Government’s commitment to achieve a net zero economy by 2050.
Read more...FCA to regulate funeral plans from July
- Friday, 05 November 2021
- Articles
The FCA has confirmed that it will begin regulating pre-paid funeral plans from 29 July.
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