FCA rejects appointed rep ‘hosting’ plan from firm

The FCA has refused authorisation to regulatory consultancy firm Alexander Jon Compliance Consulting Limited (AJCC) which planned to provide regulatory 'hosting' services.


FCA takes action on 105 financial ads in Q1

The Financial Conduct Authority has published its first quarterly data for non-compliant financial promotions, as part of a drive for greater transparency on financial promotions.


FCA fines Charles Schwab UK £8.96m

The Financial Conduct Authority has fined investment platform Charles Schwab UK Ltd (CSUK) £8.96m for a series of safeguarding and compliance failures.


TPR issues more than 115,000 auto-enrolment penalties 

The Pensions Regulator has so far issued 115,459 auto-enrolment fixed penalty notices since the start of the workplace pension scheme in 2012.

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