FCA expert criticises 'tick box and back-covering' compliance
- Tuesday, 20 September 2016
- Articles
An FCA specialist has labelled some compliance officers ‘not very good’ and says they have “too much of a tick-box, back-covering approach”.
Read more...Ready for an avalanche - new rules spark firm hiring spree
- Friday, 22 January 2016
- Articles
The advent of new EU rules forcing firms to keep records of electronic communications including an “avalanche of content” on social media has prompted one business to double its UK team.
Read more...Firms failing to comply on FCA social media rules risking damage
- Thursday, 16 July 2015
- Articles
Finance firms are failing to properly record and supervise their staff’s activity on websites like Twitter and LinkedIn despite new FCA guidelines, a study concluded. Read more...
Insightful day at CFP Professionals conference
- Tuesday, 23 July 2013
- IFP Member News
It was good to see fresh faces eager to start the CFPCM professionals conference before the 9am start, reports IFP chief operating officer Steve Gazzard CFPCM.
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