An FCA decision to fine an investment and fund manager nearly £90,000 has been upheld by The Upper Tribunal. Read more ...
FCA's investment manager fine stands after tribunal ruling
- Friday, 06 March 2015
- Articles

Polar trek Financial Planner takes on ski marathon on Sunday
- Friday, 06 March 2015
- Articles

A Financial Planner who overcame cancer three times is about to embark on a 26 mile cross country ski race this weekend - just weeks after completing his trek to the South Pole. Read more ...
Major innovations announced to expand Paraplanning movement
- Thursday, 05 March 2015
- Articles

It started out with Paraplanners gathering in humble countryside surroundings in tents. Read more ...
Information about structured products not clear enough
- Thursday, 05 March 2015
- Articles

Firms have been warned they are falling short when it comes to providing customers with clear and balanced information on structured products and any risks associated. Read more ...
£2.1m fine for Bank of Beirut for 'misleading' FCA
- Thursday, 05 March 2015
- Articles

The Financial Conduct Authority has imposed a fine of £2,100,000 on the Bank of Beirut, saying that "it misled the regulator." Read more ...
Six year mark for Bank Rate freeze hit today
- Thursday, 05 March 2015
- Articles

The Bank Rate's record period of stability has today hit the six year mark, after it was frozen again. Read more ...
Tributes paid to 'remarkable' pensions body chairman
- Wednesday, 04 March 2015
- Articles

The chairman of the The Pensions Advisory Service has died – prompting tributes to the "remarkable man". Read more ...
FCA outlines plans for transfer of safeguarded pension benefits
- Wednesday, 04 March 2015
- Articles

Proposals have been outlined by the FCA to make advising on the conversion or transfer of safeguarded pension benefits a regulated activity. Read more ...
Twitter promotions crackdown: FCA to publish guidance
- Wednesday, 04 March 2015
- Articles

The FCA has confirmed that finalised plans to crack down on misleading financial promotions through social media services such as Twitter will be released in the coming weeks. Read more ...
Partnership says 129 job losses 'regrettable but necessary'
- Tuesday, 03 March 2015
- Articles

An annuity provider shed 129 jobs in the wake of the Budget last year, it announced today. Read more ...