Some 56 FCA-regulated firms amended or withdrew 5,310 financial promotions or advertising between 1 July and 30 September following intervention by the regulator.
Major Swedish-owned wealth manager Söderberg & Partners is launching an adviser platform powered by investment platform Seccl.
Sir David Harrison is stepping down as chairman of Financial Planning-focused wealth management firm True Potential, the company he founded in 2007.
Four out of five adults believe that financial education should be taught in schools but only around one in eight parents said that their child has received it, according to a new study.
Wealth manager Charles Stanley has linked with fintech Bondsmith to launch a new savings option for clients through its platform Charles Stanley Direct.
Wealth management firm Courtiers has bought Norwich-based Brunswick Investment Management for an undisclosed amount.
Fintech Defaqto has integrated its part-owned new CRM fintech challenger Plannr with its financial advice software platform Defaqto Engage.
The Financial Conduct Authority has banned financial adviser Geoffrey Armin for "seriously incompetent" advice on £125m of pension transfers which resulted in losses for clients of nearly £4m.
The Information Commissioner’s Office, the data regulator, has fined marketing firm MCP Online Ltd (MCP) £55,000 for making nearly 21,000 unsolicited calls about pensions to consumers.
Wealth manager and Financial Planner Independent Women has expanded across the UK following its acquisition by Mazars.