Trio of ex-directors fined nearly £1m by FCA
- Wednesday, 05 November 2014
- Articles
Three former senior executives of an insurance firm will have to cough up nearly £1million in fines.
Read more..."Reckless" adviser appeals after FCA ban and £300k fine
- Thursday, 23 October 2014
- Articles
The Financial Conduct Authority has banned an adviser and fined him nearly £300,000 for "reckless" actions and lacking integrity.
Read more...FCA chair: Big workload looms if Scots vote for independence
- Tuesday, 09 September 2014
- Articles
The Financial Conduct Authority will have a huge workload ahead of it to sort out how the regulatory system will transfer to Scotland in the event of a vote for independence, its chairman says.
Read more...FCA instructs firms to change after Budget pension reforms
- Wednesday, 09 April 2014
- Articles
The Financial Conduct Authority has this afternoon published guidance for firms following the changes to pension legislation announced in Budget 2014.
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