FCA fines discretionary manager £2m for failings
- Friday, 15 July 2022
- Articles
The FCA has fined discretionary investment manager TJM Partnership Limited £2 million for “serious financial crime control failings.”
Read more...FCA concerned about Challenger banks and financial crime
- Friday, 22 April 2022
- Articles
The FCA has expressed concerned about “weaknesses” in financial crime controls at some Challenger banks.
Read more...FCA fines award winning firm over £600k
- Friday, 12 November 2021
- Articles
The FCA has fined award-winning firm Sunrise Brokers LLP £642,000 for ‘seriously deficient’ anti money laundering systems and controls.
Read more...FCA warns firms on Afghanistan-linked financial crime risks
- Tuesday, 31 August 2021
- Articles
The Financial Conduct Authority (FCA) has warned firms about potential financial crime risks linked to the latest developments in Afghanistan.
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