FCA fines Rabobank £105m for LIBOR-related misconduct
- Wednesday, 30 October 2013
- Articles
The FCA has fined Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A. (Rabobank) for "serious, prolonged and widespread misconduct" relating to the London Interbank Offered Rate (LIBOR).
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Two advisers fined total of £885,000 for Sipp-linked property debacle
- Friday, 18 October 2013
- Articles
A Sipp scheme was used by two Surrey-based investments advisers who have have been fined a total of £885,000 and been banned by the FCA from holding any position at a financial firm.
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AXA Wealth Services fined £1.8m for advice failings
- Friday, 13 September 2013
- Articles
The Financial Conduct Authority has fined AXA Wealth Services Ltd £1,802,200 for failing to ensure it gave suitable investment advice to its customers.
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FSA fines Prudential £30m and censures chief exec for failures
- Wednesday, 27 March 2013
- Articles
The Financial Services Authority has fined companies in the Prudential Group a total of £30 million for breaching FSA Principles and UKLA Listing Principles.
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