FCA fines Bluefin £4m for misleading customers
- Wednesday, 06 December 2017
- Articles
The FCA has today fined Bluefin Insurance Services Limited (Bluefin) £4,023,800 for having inadequate systems and controls and failing to provide information to customers about its independence in a way that was “clear, fair and not misleading.”
Read more...FCA fines bond trader £60k for market manipulation
- Wednesday, 22 November 2017
- Articles
The Financial Conduct Authority has fined Paul Walter, a former Bank of America Merrill Lynch International Limited (BAML) bond trader, £60,090 for “engaging in market abuse.”
Read more...RBS and NatWest fined £14.5m for "failings" on mortgage advice
- Wednesday, 27 August 2014
- Articles
The Financial Conduct Authority has today fined Royal Bank of Scotland and NatWest £14.474m for "serious failings" in their advised mortgage sales business.
Read more...FCA issues largest ever retail fine of £30m
- Thursday, 13 February 2014
- Articles
The Financial Conduct Authority has imposed its largest ever retail fine of £30,647,400 on HomeServe Membership Limited (HomeServe).
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