The FCA and Prudential Regulation Authority have published new rules on whistleblowing this morning. Read more ...
'Escape FCA's Twitter wrath and social media dangers with guide'
- Thursday, 24 September 2015
- Articles
A new guide has been launched to help steer finance firms away from dangerous social media waters and to avoid trouble with the regulator. Read more ...
FCA: Use comics and videos to help consumers understand
- Thursday, 24 September 2015
- Articles
Today is the last chance for finance professionals to tell the FCA how the industry can ditch the jargon as it seeks to combat poor communication. Read more ...
Banned director escapes £500k fine from the FCA
- Tuesday, 22 September 2015
- Articles
A former Keydata former finance director has escaped a fine of half a million pounds today but has still been handed a ban and told to pay £350,000. Read more ...
FCA appoints former IFA body chief to leading role
- Monday, 21 September 2015
- Articles
The former director general of the Association of Independent Financial Advisers has been appointed to a leading role at the FCA.
Read more ...Twitter's popularity among advisers on the decline
- Wednesday, 16 September 2015
- Articles
Fewer financial advisers are using Twitter than they were last year, a survey has suggested. Read more ...
FCA expert: Cash flow planning to become mainstream
- Wednesday, 16 September 2015
- Articles
A leading FCA figure’s forecast that cash flow planning will soon become mainstream is “very encouraging”, the incoming IFP President says. Read more ...
FCA finds 30% of firms always refuse insistent clients
- Wednesday, 16 September 2015
- Articles
Nearly a third of firms have told the FCA they always refuse transfers from insistent clients. Read more ...
Aberdeen follows up Parmenion buy with investment firm takeover
- Tuesday, 15 September 2015
- Articles
Aberdeen has quickly followed up its acquisition of Parmenion by announcing it is to take 100% ownership of a specialist investment manager.
Read more ...'FCA firms must get ebay or food hygiene style star ratings'
- Tuesday, 15 September 2015
- Articles
Finance firms should all be given a simple star rating such as that used by ebay or the Food Standards Agency, a consumer watchdog says. Read more ...