Friday, 03 May 2013
Articles
FCA HQ
Firms affected by the RDR have strongly criticised the regulator's handling of the process and questioned whether the RDR will be beneficial. Read more ...
Tagged under #RDR #FSA #regulation #Martin Wheatley #FCA #Financial Planning

Friday, 03 May 2013
Articles
FCA Practitioner Panel
Firms have told the Financial Conduct Authority they would like to see more focus on competition, clearer regulation and better communication. Read more ...
Tagged under #FSA #regulation #FCA #FCA Practitioner Panel

Thursday, 11 April 2013
Articles
Martin Wheatley, chief executive of FCA
Martin Wheatley, chief executive of the Financial Conduct Authority, believes behavioural economics will play a part in the FCA's new style of regulation. Read more ...
Tagged under #regulation #Martin Wheatley #FCA #behavioural economics

Wednesday, 10 April 2013
Articles
FCA paper into consumer redress letters
Redress letters should use bullet points to highlight important parts and be followed up with reminders in order to receive maximum response. Read more ...
Tagged under #regulation #FCA #redress

Thursday, 04 April 2013
Articles
Mike Everett from Standard Life In
Standard Life Investments says consumers need to be aware that increased regulation could lead to adverse consequences. Read more ...
Tagged under #regulation #Standard Life Investment

Wednesday, 03 April 2013
Articles
Ernst & Young
Research by Ernst & Young's Fraud Investigation and Dispute Services team has revealed that the total fines issued to UK firms and executives for fraudulent activity has exceeded £1billion in the past five years. Read more ...
Tagged under #regulation #Fraud #Ernst & Young #fines

Wednesday, 13 March 2013
Articles
Martin Wheatley
Martin Wheatley, designate chief executive of the Financial Conduct Authority, believes good customer service needs to become the "bread and butter staple" of City firms. Read more ...
Tagged under #FSA #regulation #Martin Wheatley #FCA #Trust

Tuesday, 26 February 2013
Articles
Martin Wheatley, committee member and head of the Wheatley Review into Libor
The Government has announced it has appointed a committee to seek a new administrator of the Libor. Read more ...
Tagged under #regulation #BBA #Barclays #UBS #Banks #LIBOR

Monday, 05 November 2012
Articles
Richard Saunders, chief executive of the IMA
Chief executive of the Investment Management Association Richard Saunders has spoken about the challenges facing his successor. Read more ...
Tagged under #regulation #IMA #Richard Saunders #Daniel Godfrey
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