The FCA has taken the rare step of issuing a warning about communications from a troubled firm, SIPP and SSAS provider Hartley Pensions.
Read more ...FCA ups financial promotion supervision for new firms
- Wednesday, 23 November 2022
- Articles

The Financial Conduct Authority has increased its supervision of financial promotions for newly-authorised firms.
Read more ...8 firms enter liquidation after FCA action
- Friday, 11 November 2022
- Articles

Eight regulated firms which appear to be connected have gone into liquidation following FCA action.
Read more ...Laura Trott is new Pensions Minister
- Monday, 07 November 2022
- Articles

Laura Trott MP has become the new Pensions Minister, the Department for Work and Pensions announced today.
Read more ...60,000 borrowers to share £12m in compensation - FCA
- Thursday, 03 November 2022
- Articles

Seven financial providers have paid £12m in compensation to nearly 60,000 customers after the FCA intervened over the treatment of hard-pressed borrowers.
Read more ...Advisers must take Consumer Duty seriously says FCA
- Friday, 30 September 2022
- Articles

Financial advisers and providers should not underestimate the extent of what will be expected of them under the new Consumer Duty, according to the Financial Conduct Authority.
Read more ...FCA warns insurers over cost-of-living dangers
- Thursday, 29 September 2022
- Articles

The Financial Conduct Authority has expressed concern that mounting pressure on household budgets may force some customers to cut back on essential insurance, leaving them without protection.
Read more ...FCA webinars to help advisers prepare for Consumer Duty
- Wednesday, 28 September 2022
- Articles

The Financial Conduct Authority is to host a series of webinars to help advisers firms prepare for the new FCA Consumer Duty.
Read more ...FCA issues Link with £50m fine warning over Woodford
- Wednesday, 21 September 2022
- Articles

The Financial Conduct Authority has issued Link Fund Solutions a draft Warning Notice with a proposed penalty of £50m over its handling of the LF Woodford Equity Income Fund.
Read more ...Brewin acquisition by RBC gains regulatory approval
- Tuesday, 13 September 2022
- Articles

Canadian wealth manager RBC Wealth Management has received the regulatory green light for its £1.6bn acquisition of Financial Planning firm Brewin Dolphin.
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