Chancellor Jeremy Hunt has today announced what he’s called the ‘Edinburgh Reforms’ - major plans to shake up financial services to improve competition and growth post-Brexit.
The FCA has provisionally banned three bond traders for market manipulation.
The FCA is to impose additional checks on firms approving financial promotions.
The Financial Conduct Authority has warned firms offering investments in Contracts for Difference (CFDs) that it will take swift action in future to prevent consumer harm.
FCA CEO Nikhil Rathi says the FCA will apply "additional scrutiny" to authorisation applications from appointed representatives, approved persons and payment agents.
The Financial Conduct Authority has fined investment adviser and wealth manager Julius Baer International Limited (JBI) £18m for failing to conduct its business with integrity, failing to take reasonable care to organise and control its affairs and failing to be open and cooperative with the FCA.
The Financial Conduct Authority has updated its Handbook - its definitive list of rules and guidance - to include a section on the forthcoming Pensions Dashboards.
The FCA has taken the rare step of issuing a warning about communications from a troubled firm, SIPP and SSAS provider Hartley Pensions.
The Financial Conduct Authority has increased its supervision of financial promotions for newly-authorised firms.
Eight regulated firms which appear to be connected have gone into liquidation following FCA action.
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